Elias Neibart on Originalism, Tradition and Elster
Michael Ramsey
At the Harvard Law Review Blog, Elias Neibart: Trading Jabs Over Tradition. From the introduction:
Tradition. It’s the talk of the town — especially in originalist circles. But what role should it play in constitutional argument? Even fellow originalists can’t agree. Take Vidal v. Elster. There, Justice Barrett agreed with the Court’s holding announced by Justice Thomas: “[T]he particular restriction before us, the names clause in [the Lanham Act], does not violate the First Amendment.” But she and Justice Thomas disagreed on at least one methodological front: When should an originalist Court turn to postratification tradition?
Before we get there, here are the facts. “Steve Elster sought to register the trademark ‘Trump too small.’” The Patent and Trademark Office (PTO) refused to do so. The PTO invoked the so-called “names clause” of the Lanham Act, the federal statute governing trademark law. The names clause “prohibits registration of a trademark that ‘[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent.’” Elster argued that this provision violated the First Amendment.
The Court unanimously disagreed, upholding the constitutionality of the names clause. But the Court was methodologically fractured in Elster. Although four separate opinions were filed, this post will focus specifically on the methodological back-and-forth between Justice Thomas and Justice Barrett. Let’s jump in.
See, in Elster, Justice Thomas discussed common law trademark cases that had been adjudicated after the ratification of the First Amendment. From those cases, he concluded that at common law, “a person generally had a [trademark] claim only to his own name” — and not the name of another living person. Accordingly, he viewed the names clause to be consistent with “common-law tradition” and, thus, it passed muster under the First Amendment.
Concurring in part, Justice Barrett took issue with some parts of Justice Thomas’s opinion. For starters, she thought that Justice Thomas’s historical evidence was scanty. She was “less sure” that the common law contained “a rule akin to the names clause.” Indeed, “if such a common-law rule existed,” she thought the “majority opinion” failed to “identify it.” At bottom, she found it “difficult to say that the names clause is constitutional solely because of its historical,” common-law “pedigree.”
But her disagreement was also a methodological one. Because “[e]ven if the Court’s evidence were rock solid, [she] still would not [have] adopt[ed]” the Court’s approach.
Justice Barrett pointed out that postratification tradition is a useful tool. But it “is not an end in itself.” In these pages, I recently made a similar point. Tradition should be aiming at something. Yet, Justice Barrett observed that the “[t]he Court does not (and could not) argue that the late-19th and early-20th century names-restriction tradition serves as evidence of the original meaning of the Free Speech Clause.” Instead, she viewed the Court as “present[ing] tradition itself as the constitutional argument.” And, for Justice Barrett, a “rule rendering tradition dispositive is,” simply, “a judge-made test.”
To be sure, Justice Barrett isn’t against judge-made tests. Indeed, she noted that “[i]n the course of applying broadly worded text like the Free Speech Clause, courts must inevitably articulate principles to resolve individual cases.” Instead, she just wanted the Court to be intellectually honest. Her “generally applicable principle” approach is judge-made, but she viewed the “common-law tradition” test as equally judicially created. And she saw no “good a reason to resolve this case using [Justice Thomas’s] approach rather than by adopting a generally applicable principle.”
I agree that this is a central debate among the originalist Justices, with the overarching question being what to do when the standard originalist materials don't provide a determinate answer. Justice Kavanaugh's concurrence in Rahimi is thus in a sense a response the Justice Barrett in Elster. I'm sympathetic to Barrett's critique of untethered tradition, but I don't see that she has a fully articulated alternative.