Section 3 of the 14th Amendment in relevant part provides:
No person shall be a Senator or Representative in Congress, or elector of President and Vice-President, or hold any office, civil or military, under the United States, or under any State, who, having previously taken an oath, as a member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an executive or judicial officer of any State, to support the Constitution of the United States, shall have engaged in insurrection or rebellion against the same, or given aid or comfort to the enemies thereof.
Some scholars argue that Section 3 bars Donald Trump from again serving as president because, having taken the presidential oath, he “engaged in insurrection” by unlawfully conspiring to overturn the legitimate result of the 2020 presidential election. (Relevant links are here and here.) Even accepting what I believe is the false premise that Trump “engaged in insurrection,” he is not barred. Section 3 never barred anyone—not Robert E. Lee, and not Donald Trump—from serving as president. Arguments to the contrary suffer from two fatal flaws.
I
First, the proponents of those arguments (collectively, the “proponents”) make the textual mistake of ignoring the profound significance of the absence of the specific terms “President or Vice-President” at the head of the list of barred offices. Context matters. It is, e.g., one thing to debate whether, in Art. I, Sec. 3, Cl. 6, which describes “Judgment in Cases of Impeachment,” the phrase “disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States,” does or does not include the presidency. That is a context in which no specific offices are listed.
But Section 3 is a radically different context. It begins by specifically listing the offices of Senator, Representative, and presidential elector, and never explicitly mentions the presidency or vice presidency. If it were intended that the presidency and the vice presidency would be among the barred offices, what possible reason would there be to fail to specifically include “President or Vice-President, or” at the very top of the list? Would those five words have made Section 3 unacceptably verbose? Did the drafters fear a shortage of printers’ ink? Every reasonable, competent, careful, sober legislator would have included those five words at the very top of the list, if it was understood that those two offices would indeed be barred offices.
In his opinion for the Court in Whitman v. American Trucking Associations, 531 US 457, 468 (2001), Justice Scalia famously observed: “Congress … does not alter the fundamental details of a regulatory scheme in vague terms or ancillary provisions—it does not, one might say, hide elephants in mouseholes.” But with regard to Section 3, the proponents in effect insist on concealing not one, but two elephants—both the presidency and the vice presidency—in the mousehole of “any office, civil or military, under the United States[.]” Again, in a context that begins with a list of specific federal elective offices and omits the presidency and the vice presidency, no reasonable person would believe that those two enormously important offices were deliberately hidden in that tiny and obscure mousehole. Rather, every reasonable person would conclude that those two offices were never intended to be barred offices.
Two of the proponents, Profs. Baude and Paulsen, rely on a congressional debate concerning the proposed Section 3. That debate actually cuts against their position. Senator Reverdy Johnson questioned whether Section 3 bars disqualified persons from being elected to the presidency or vice presidency. Senator Morrill responded by referring to the words “or hold any office, civil or military, under the United States,” and Senator Johnson then replied: “Perhaps I am wrong as to the exclusion from the presidency; no doubt I am; but I was misled by noticing the special exclusion in the case of Senators and Representatives.”
This smidgen of legislative history has, first of all, every infirmity that Justice Scalia exposed in the essay on Legislative History that is included in his book, “A Matter of Interpretation” (Princeton University Press, 1997). Senators Morrill and Johnson are only two senators; did the rest of the two-thirds of the Senate hear that smidgen and agree with Senator Morrill? Did two-thirds of the House of Representatives hear that smidgen of senatorial debate? Were the hundreds of state legislators in three-fourths of the States who voted to adopt Section 3 also aware of Senator Morrill’s gloss? These questions answer themselves. The brief Morrill/Johnson colloquy provides no real support for the proponents’ position.
Moreover, that colloquy actually undercuts their position. Consider all the hundreds of legislators, in both Congress and state legislatures, whose affirmative votes were necessary to adopt the Fourteenth Amendment. It is, I submit, overwhelmingly likely that, if those legislators considered Section 3 at all, they had exactly the same impression that Senator Johnson had. That is, because Section 3 does not specifically list the presidency and vice presidency, while it does assert, in Senator Johnson’s words, a “special exclusion in the case of Senators and Representatives,” it is reasonable to conclude, as Senator Johnson did conclude, that the presidency and vice presidency are not barred offices. Perhaps Senator Morrill changed Senator Johnson’s mind (although that is debatable), but who would have changed the minds of the hundreds of other legislators who voted to adopt Section 3?
Because the proponents begin with the conviction that elephants are indeed very frequently tucked away in cozy mouseholes, they do not even consider any of these issues.
II
The proponents mistaken textual interpretation of Section 3 prevents them from even considering the possibility that the failure to include the presidency and the vice presidency in the list of barred offices might have been deliberate. For that reason, they have essentially blinded themselves to the very obvious policy consideration underlying what, I submit, was a deliberate and very rational decision to exclude the presidency and vice presidency from the list of barred offices.
Elections for president and vice president are nation-wide in scope. Federal electors are of course elected in individual States, but the president and vice president are elected only after tallying the electors’ votes from every State (I believe there were no districts or possessions with federal electors in 1868) all together. In contrast, the federal offices specifically barred in Section 3—senators, representatives, and electors—all entail elections limited to individual States.
I submit that the specifically barred federal offices all entail elections in individual States simply because there was a concern that unreconstructed rebel voters might constitute majorities in individual States that had formerly been in the Confederacy. (And it is of course also true that barred elective offices in any state government would entail elections limited to a single State.) But, in contrast, it was a mathematical certainty that the national electorate would not be so constituted—that is, the national electorate could not have a majority of unreconstructed rebel voters.
In the 1860 census, the aggregated populations of the 22 States that would remain in the Union approximated 23 million, while the future 11 Confederate States had populations of 9 million, which included 3.5 million enslaved persons. If one assumes that emancipated men and women would have Union sentiments, that means that in the late 1860s the citizenry, and presumably the qualified voters in that citizenry, would favor Union sentiments over Confederate sentiments by a ratio of almost 5 to 1 (26.5 divided by 5.5 equals 4.818).
If Robert E. Lee had run for the presidency, he could not have been elected only by the voters in States that had joined the Confederacy. Even with distortions from the electoral college, someone like Lee could win only if he received a large majority of his votes from voters in States outside the defunct Confederacy. But, as noted, the national electorate would have been overwhelming Unionist, not Confederate, in sentiment (by a ratio of almost 5 to 1), and all those voters would have been as fully informed as anyone could be regarding General Lee’s role in the Civil War.
Thus, unlike the case of elections in individual States, there would have been no reason to deny voters an entirely free choice for president and vice president, because Union-favoring voters would vastly outnumber Confederate-favoring voters. In a nation-wide election, there was no risk that unreconstructed rebel voters could pick the winners. And that is why, on its very face, Section 3 never barred anyone from serving as president or vice president.
III
In conclusion, I would simply repeat that, if it was understood that the presidency and vice presidency would be barred offices under Section 3, every reasonable person, without exception and including the proponents, would expect to find:
No person shall be President or Vice-President, or a Senator or Representative in Congress, or elector of President and Vice-President, or hold any office …, etc.
I would ask every proponent of the opposing view to explain why Section 3 is not written in exactly those terms.